New Compliance Platform

The act of safely keeping information that is no longer in use and in any format for long-term retention is known as data archiving . For regulatory compliance or future reference, such data is still crucial to enterprises and must be kept. The practice of archiving documents entails keeping them in a safe location for an extended period of time. The purpose of this repository, which might be physical or digital, is to safeguard official records from deterioration or destruction. The form factor of archiving systems decreased decade after decade. They have now been mysteriously trapped in a cloud and are something that you neither "see" nor even "hear." You can't see a lot of the technology that goes into the cloud, but that's the part of data archiving advancements. It all starts with being "pro-active" when it comes to monitoring. Step 1 is to create a specific, understandable, and actionable policy. An important step on the road to communication

Spoofing and layering are two terms for market manipulation in which a trader utilizes openly displayed non-bona fide orders to fool other traders about the genuine supply or demand conditions in the market. Some regulatory bodies, such as FINRA, use the terms "spoofing" and "layering" interchangeably, while others, such as the SEC, use "spoofing" to refer to placing one or more non-bona fide orders only at the top of the order book. Financial institution utilizes advanced trade and communication surveillance to follow compliance and regulations. Spoofing:- The act of spoofing involves passing off a message as coming from a reputable, well-known source. Spoofing can be more technical, such as when a computer impersonates an IP address, Address Resolution Protocol (ARP), or Domain Name System (DNS) server, or it can extend to emails, phone calls, and websites. In order to produce a new best bid or offer or considerably increase the liquidity exhibited at t