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Showing posts with the label compliance surveillance

Shield | Communications Compliance Platform

  Shield is a cross-regulation communication compliance platform that utilizes AI, Natural Language Processing and Visualization capabilities to automate and orchestrate the complete communications compliance lifecycle, mitigate risk and make surveillance efficient and ROI driven. our powerful capabilities include eComms Surveillance, Compliance Data Management, Discovery and Investigations, Record Keeping and Trade Reconstruction. For more details visit our website - https://www.shieldfc.com/

The New Compliance Platform | Financial Compliance

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In coronavirus condition and are you arranged to guarantee complete consistence going advances, considering future administrative necessities combined with home office capacities? In order to ensure robust compliance in situations like the one we are facing today financial institutions must consider how to achieve breadth in terms of the asset classes under communication surveillance while simultaneously maintaining the flexibility to adjust rules and alerts in accordance with changing market conditions. The accompanying records a few contemplation a money related establishment ought to consider while checking on current tasks for MAR consistence. Efficient C ompliance Surveillance across different Financial Instruments Ensure fixed income coverage for both liquid and illiquid instruments All fixed income products (including cash and derivatives) falls under MAR surveillance  and are subject to Compliance surveillance. Alternative detection models, therefore, must be app...